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<!DOCTYPE article PUBLIC "-//NLM//DTD Journal Publishing with OASIS Tables v3.0 20080202//EN" "journalpub-oasis3.dtd">
<article xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:oasis="http://docs.oasis-open.org/ns/oasis-exchange/table" dtd-version="3.0">
  <front>
    <journal-meta>
<journal-id journal-id-type="publisher">NPG</journal-id>
<journal-title-group>
<journal-title>Nonlinear Processes  in Geophysics</journal-title>
<abbrev-journal-title abbrev-type="publisher">NPG</abbrev-journal-title>
<abbrev-journal-title abbrev-type="nlm-ta">Nonlin. Processes Geophys.</abbrev-journal-title>
</journal-title-group>
<issn pub-type="epub">1607-7946</issn>
<publisher><publisher-name>Copernicus GmbH</publisher-name>
<publisher-loc>Göttingen, Germany</publisher-loc>
</publisher>
</journal-meta>

    <article-meta>
      <article-id pub-id-type="doi">10.5194/npg-22-749-2015</article-id><title-group><article-title>Nonlinear feedback in a six-dimensional Lorenz model:<?xmltex \hack{\newline}?>
impact of an additional heating term</article-title>
      </title-group><?xmltex \runningtitle{A~six-dimensional Lorenz model}?><?xmltex \runningauthor{B.-W.~Shen}?>
      <contrib-group>
        <contrib contrib-type="author" corresp="yes" rid="aff1">
          <name><surname>Shen</surname><given-names>B.-W.</given-names></name>
          <email>bshen@mail.sdsu.edu</email><email>bowen.shen@gmail.com</email>
        <ext-link>https://orcid.org/0000-0003-0750-0625</ext-link></contrib>
        <aff id="aff1"><institution>Department of Mathematics and Statistics, San Diego State University,
5500 Campanile Drive, San Diego, CA 92182-7720, USA</institution>
        </aff>
      </contrib-group>
      <author-notes><corresp id="corr1">B.-W. Shen (bshen@mail.sdsu.edu, bowen.shen@gmail.com)</corresp></author-notes><pub-date><day>21</day><month>December</month><year>2015</year></pub-date>
      
      <volume>22</volume>
      <issue>6</issue>
      <fpage>749</fpage><lpage>764</lpage>
      <history>
        <date date-type="received"><day>20</day><month>February</month><year>2015</year></date>
           <date date-type="rev-request"><day>17</day><month>March</month><year>2015</year></date>
           <date date-type="rev-recd"><day>15</day><month>October</month><year>2015</year></date>
           <date date-type="accepted"><day>2</day><month>December</month><year>2015</year></date>
      </history>
      <permissions>
<license license-type="open-access">
<license-p>This work is licensed under a Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit <ext-link ext-link-type="uri" xlink:href="http://creativecommons.org/licenses/by/3.0/">http://creativecommons.org/licenses/by/3.0/</ext-link></license-p>
</license>
</permissions><self-uri xlink:href="https://npg.copernicus.org/articles/.html">This article is available from https://npg.copernicus.org/articles/.html</self-uri>
<self-uri xlink:href="https://npg.copernicus.org/articles/.pdf">The full text article is available as a PDF file from https://npg.copernicus.org/articles/.pdf</self-uri>


      <abstract>
    <p>In this study, a six-dimensional Lorenz model (6DLM) is derived, based on a
recent study using a five-dimensional (5-D) Lorenz model (LM), in order to
examine the impact of an additional mode and its accompanying heating term on
solution stability. The new mode added to improve the representation of the
streamfunction is referred to as a secondary streamfunction mode, while the
two additional modes, which appear in both the 6DLM and 5DLM but not in the
original LM, are referred to as secondary temperature modes. Two energy
conservation relationships of the 6DLM are first derived in the
dissipationless limit. The impact of three additional modes on solution
stability is examined by comparing numerical solutions and ensemble Lyapunov
exponents of the 6DLM and 5DLM as well as the original LM. For the onset of
chaos, the critical value of the normalized Rayleigh number (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>)
is determined to be 41.1. The critical value is larger than that in the 3DLM
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 24.74), but slightly smaller than the one in the
5DLM (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> <inline-formula><mml:math display="inline"><mml:mo>∼</mml:mo></mml:math></inline-formula> 42.9). A stability analysis and numerical
experiments obtained using generalized LMs, with or without simplifications,
suggest the following: (1) negative nonlinear feedback in association with
the secondary temperature modes, as first identified using the 5DLM, plays a
dominant role in providing feedback for improving the solution's stability of
the 6DLM, (2) the additional heating term in association with the secondary
streamfunction mode may destabilize the solution, and (3) overall feedback
due to the secondary streamfunction mode is much smaller than the feedback
due to the secondary temperature modes; therefore, the critical Rayleigh
number of the 6DLM is comparable to that of the 5DLM. The 5DLM and 6DLM
collectively suggest different roles for small-scale processes (i.e.,
stabilization vs. destabilization), consistent with the following statement
by <xref ref-type="bibr" rid="bib1.bibx23" id="text.1"/>: “If the flap of a butterfly's wings can be instrumental
in generating a tornado, it can equally well be instrumental in preventing a
tornado.” The implications of this and previous work, as well as future
work, are also discussed.</p>
  </abstract>
    </article-meta>
  </front>
<body>
      

<sec id="Ch1.S1" sec-type="intro">
  <title>Introduction</title>
      <p>Fifty years have passed since Lorenz published his breakthrough
modeling study <xref ref-type="bibr" rid="bib1.bibx22" id="paren.2"/> that changed our view regarding the
predictability of weather and climate <xref ref-type="bibr" rid="bib1.bibx17 bib1.bibx29" id="paren.3"><named-content content-type="pre">e.g.,</named-content></xref>,
laying the foundation for chaos theory <xref ref-type="bibr" rid="bib1.bibx13 bib1.bibx1" id="paren.4"><named-content content-type="pre">e.g.,</named-content></xref>.
Since the degree of nonlinearity is finite in the original Lorenz model
referred to as 3DLM, the impact of increased nonlinearity on systems'
solutions and/or their stability has been studied using generalized Lorenz
models (LMs) with additional Fourier modes
<xref ref-type="bibr" rid="bib1.bibx6 bib1.bibx7 bib1.bibx10 bib1.bibx16 bib1.bibx11 bib1.bibx15 bib1.bibx43 bib1.bibx25 bib1.bibx4 bib1.bibx30 bib1.bibx31 bib1.bibx32 bib1.bibx24" id="paren.5"><named-content content-type="pre">e.g.,</named-content></xref>. However, such studies
do not provide a definite answer regarding whether or not higher-order LMs
lead to more stable solutions.</p>
      <p>Lorenz demonstrated the association of the nonlinearity with the existence of
non-trivial critical points and strange attractors in the 3DLM. Shen (2014a,
denoted as Shen14) recently discussed the importance of nonlinearity in both
producing new modes and enabling subsequent negative feedback to improve
solution stability. The feedback loop of the 3DLM was defined by Shen14 as
a pair of downscale and upscale transfer processes associated with the
Jacobian function (in Eq. 2). The feedback loop has been suggested to
stabilize the solution for <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:mn>24.74</mml:mn></mml:mrow></mml:math></inline-formula> within the 3DLM, as compared to the
linearized 3DLM. Extending the nonlinear feedback loop in a five-dimensional
LM (5DLM) can provide negative nonlinear feedback to produce non-trivial
stable critical points when <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:mn>42.9</mml:mn></mml:mrow></mml:math></inline-formula>. The negative nonlinear feedback
represents the collective impact of additional nonlinear terms and
dissipative terms introduced by the two additional Fourier modes of the 5DLM.
In this study (and in the previous study, Shen14), the two modes are added to
improve the representation of the temperature perturbation, referred to here
as secondary temperature modes. Improved stability with a higher critical
Rayleigh parameter was verified by linearizing the 5DLM with respect to
a non-trivial critical point and then performing a stability analysis over
a wide range of values in parameters (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>). The outcome was
possible due to the analytical solutions of the critical points in the 5DLM
(e.g., Shen14). The role of the negative nonlinear feedback was further
verified using the revised 3DLM that parameterizes the negative nonlinear
feedback to suppress chaotic responses using a nonlinear eddy dissipation
term.</p>
      <p>In addition to the negative nonlinear feedback, Shen14 indicated that
a conclusion derived from lower-dimensional LMs may not be applicable in all
circumstances in a higher-dimensional LM. For example, although the butterfly
effect (of the first kind) with dependence of solutions on initial conditions
appears in the 3DLM within the range between <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mn>40</mml:mn></mml:math></inline-formula>, it does not
exist in the 5DLM. Therefore, to examine whether or not small perturbations
can alter large-scale structure (i.e., the butterfly effect of the second
kind), a model containing proper representations of multiscale processes and
their nonlinear interactions is required. As a result, it would require
improving the degree of nonlinearity to address the question.</p>
      <p>In a pioneering study using the generalized LM with a large number of Fourier
modes, <xref ref-type="bibr" rid="bib1.bibx7" id="text.6"/> suggested that chaotic responses disappeared when
sufficient modes were included. Shen14 hypothesized that the system's
stability in the LMs, with a finite number of modes, can be improved with
additional modes that provide negative nonlinear feedback associated with
additional dissipative terms. However, since new modes can also introduce
additional heating term(s), the competing role of the heating term(s) with
nonlinear terms and/or with dissipative terms deserves to be examined so that
the conditions under which solutions become more stable or chaotic can be
better understood. Results obtained from work described here and the work of
Shen14 are used to address the following question: for generalized LMs, under
which conditions can
the increased degree of nonlinearity improve solution stability?</p>
      <p>To achieve the goal outlined above, the 3DLM to 5DLM was previously extended
in Shen14 by including the two secondary temperature modes. In this study,
the 5DLM is extended to the 6DLM by adding an additional mode. The additional
mode is included to improve the representation of the streamfunction (e.g.,
Eqs. 4 and 5), and is, therefore, referred to as the secondary streamfunction
mode. While the secondary temperature modes of the 5DLM (as well as the 6DLM)
introduce additional nonlinear terms and dissipative terms, which, in turn,
provide negative nonlinear feedback, the secondary streamfunction mode of the
6DLM introduces additional nonlinear terms and adds a heating term. The
approach, using incremental changes in the number of Fourier modes, can help
trace their individual
and/or collective impact on solution stability.  For example, since
the 6DLM also contains the negative nonlinear feedback in association with
secondary temperature modes, it becomes feasible to examine the role of the
additional heating term in the solution's stability and its competing impact
with the negative nonlinear feedback.</p>
      <p>The presented work is organized as follows. We describe the governing
equations in Sect. 2.1 and present the derivations of the 6DLM in Sect. 2.2.
We then discuss the energy conservation of the 6DLM in the dissipationless
limit in Sect. 2.3, and numerical approaches for integrations of the LMs and
calculations of ensemble Lyapunov exponents in Sect. 2.4. In Sect. 3.1, we
investigate the potential impact of the additional heating term on the
solution's stability by performing stability analysis near the trivial
critical point. We also illustrate how the feedback loop can be extended
using the secondary streamfunction mode. In Sect. 3.2, numerical results
obtained from the 6DLM are provided and compared to results obtained from the
5DLM. To examine the role of the secondary streamfunction mode and to
identify the major nonlinear feedback term, additional numerical experiments
using the 6DLM and simplified 6DLMs are compared in Sect. 3.3. Then, we
discuss the dependence of the solution's stability on the Prandtl number
(<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>) in Sect. 3.4. Concluding remarks appear at the end. Mathematical
derivations of the 5DLM and 6DLM are briefly summarized in the Supplement.</p>
</sec>
<sec id="Ch1.S2">
  <title>The six-dimensional Lorenz model and numerical methods</title>
<sec id="Ch1.S2.SS1">
  <title>The governing equations</title>
      <p>By assuming 2-D (<inline-formula><mml:math display="inline"><mml:mi>x</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>z</mml:mi></mml:math></inline-formula>), incompressible and Boussinesq flow, the following
equations were used by <xref ref-type="bibr" rid="bib1.bibx34" id="text.7"/> and <xref ref-type="bibr" rid="bib1.bibx22" id="text.8"/>:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E1"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mo>∂</mml:mo><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>-</mml:mo><mml:mi>J</mml:mi><mml:mfenced close=")" open="("><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>,</mml:mo><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ψ</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:mi mathvariant="italic">ν</mml:mi><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>+</mml:mo><mml:mi>g</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E2"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">θ</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>t</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>-</mml:mo><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow><mml:mi>H</mml:mi></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi></mml:mrow><mml:mrow><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:mi mathvariant="italic">κ</mml:mi><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Here <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ψ</mml:mi></mml:math></inline-formula> is the streamfunction that gives the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>u</mml:mi><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi mathvariant="italic">ψ</mml:mi><mml:mi>z</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>w</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi mathvariant="italic">ψ</mml:mi><mml:mi>x</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
which, respectively, represent the horizontal and vertical velocities;
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> is the temperature perturbation; and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:math></inline-formula> represents the
temperature difference at the bottom and top boundaries. The constants <inline-formula><mml:math display="inline"><mml:mi>g</mml:mi></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">α</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ν</mml:mi></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">κ</mml:mi></mml:math></inline-formula> denote the acceleration of gravity, the
coefficient of thermal expansion, the kinematic viscosity, and the thermal
conductivity, respectively. The Jacobian of two arbitrary functions is
defined as <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:mi>A</mml:mi><mml:mo>,</mml:mo><mml:mi>B</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mo>∂</mml:mo><mml:mi>A</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mfenced open="(" close=")"><mml:mo>∂</mml:mo><mml:mi>B</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>z</mml:mi></mml:mfenced><mml:mo>-</mml:mo><mml:mfenced close=")" open="("><mml:mo>∂</mml:mo><mml:mi>A</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>z</mml:mi></mml:mfenced><mml:mfenced close=")" open="("><mml:mo>∂</mml:mo><mml:mi>B</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mfenced></mml:mrow></mml:math></inline-formula>. Additionally,

                <disp-formula id="Ch1.Ex1"><mml:math display="block"><mml:mrow><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>=</mml:mo><mml:mo>∂</mml:mo><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi><mml:mfenced open="(" close=")"><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mfenced><mml:mo>+</mml:mo><mml:mo>∂</mml:mo><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>z</mml:mi><mml:mfenced open="(" close=")"><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>z</mml:mi></mml:mfenced><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          Based on the above partial differential equations, <xref ref-type="bibr" rid="bib1.bibx22" id="text.9"/>
introduced a system of three ordinary differential equations to illustrate
the characteristics of chaotic solutions. This system is a simplified version
of the one derived by <xref ref-type="bibr" rid="bib1.bibx34" id="text.10"/>. For the reader's convenience, the
same symbols as those in <xref ref-type="bibr" rid="bib1.bibx34" id="text.11"/> and <xref ref-type="bibr" rid="bib1.bibx22" id="text.12"/> are used
here.</p>
</sec>
<sec id="Ch1.S2.SS2">
  <title>The 6-D Lorenz model (6DLM)</title>
      <p>To generalize the original Lorenz model, we first use the following six
Fourier modes (which are also listed in Table 1 of Shen14) to derive the
6DLM:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E3"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E4"><mml:mtd/><mml:mtd><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Here <inline-formula><mml:math display="inline"><mml:mi>l</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi>m</mml:mi></mml:math></inline-formula> are defined as <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">π</mml:mi><mml:mi>a</mml:mi><mml:mo>/</mml:mo><mml:mi>H</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">π</mml:mi><mml:mo>/</mml:mo><mml:mi>H</mml:mi></mml:mrow></mml:math></inline-formula>, representing the
horizontal and vertical wavenumbers, respectively, and <inline-formula><mml:math display="inline"><mml:mi>a</mml:mi></mml:math></inline-formula> is a ratio of the
vertical scale of the convection cell to its horizontal scale, i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mi>l</mml:mi><mml:mo>/</mml:mo><mml:mi>m</mml:mi></mml:mrow></mml:math></inline-formula>.
The term <inline-formula><mml:math display="inline"><mml:mi>H</mml:mi></mml:math></inline-formula> is the domain height, and <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>H</mml:mi><mml:mo>/</mml:mo><mml:mi>a</mml:mi></mml:mrow></mml:math></inline-formula> represents the domain width.
Using these modes, <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">ψ</mml:mi></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">θ</mml:mi></mml:math></inline-formula> can be represented as follows:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E5"><mml:mtd/><mml:mtd><mml:mrow><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E6"><mml:mtd/><mml:mtd><mml:mrow><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mfenced close=")" open="("><mml:mi>Y</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:mi>Z</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mfenced><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mtr><mml:mtd><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mi mathvariant="italic">κ</mml:mi><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow><mml:mi>a</mml:mi></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow><mml:mi mathvariant="italic">π</mml:mi></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup></mml:mrow><mml:mrow><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd><mml:mrow><mml:msubsup><mml:mi>R</mml:mi><mml:mi mathvariant="normal">a</mml:mi><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msubsup><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="italic">ν</mml:mi><mml:mi mathvariant="italic">κ</mml:mi></mml:mrow><mml:mrow><mml:mi>g</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:msup><mml:mi>H</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msup><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mtr></mml:mtable></mml:math></disp-formula>

            where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are constants, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the Rayleigh number
and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is its critical value for the free-slip Rayleigh–Benard
problem. Using Eqs. (5) and (6), solutions within the 6DLM are represented by
the six spatial modes <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (Eqs. 3, 4) and their corresponding
time-varying amplitudes (<inline-formula><mml:math display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), respectively.
By comparison, Eq. (3) was used to derived the 3DLM, and Eqs. (3) and (4)
without <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> were used to derive the 5DLM. While the 3DLM and 6DLM (5DLM)
have one horizontal wavenumber, they contain two and four vertical
wavenumbers, respectively. In the text below, to facilitate discussions,
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are referred to as primary and secondary streamfunction
modes, respectively, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are referred to as primary temperature
modes, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are referred to as secondary temperature modes.
Here, the reader should note that an implicit limitation of this approach is
that nonlinear interactions among the selected modes cannot generate (impact)
any new (other) modes that are not pre-selected, suggesting limited (spatial)
scale interactions. While the impact of the secondary temperature modes
(i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) on the solution's stability was discussed by Shen14
with the 5DLM, the impact of the secondary streamfunction mode (i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>),
which introduces a heating term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), is the focus of the 6DLM provided
here.</p>
      <p>To transform Eqs. (1) and (2) into the “phase” space, a major step is to
calculate the nonlinear Jacobin functions. Calculations indicate that
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>,</mml:mo><mml:msup><mml:mi mathvariant="normal">∇</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in Eq. (1) does not lead to any explicit term in the
final 6DLM, or the 3DLM or the 5DLM. Here, the Jacobian term of Eq. (2),
which is written as follows, is discussed:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mtr><mml:mtd><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>X</mml:mi><mml:mi>Y</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:mi>Z</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>+</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mtr><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>+</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Z</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:mtd></mml:mtr><mml:mlabeledtr id="Ch1.E7"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>+</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Note that the 3DLM only contains the first two terms on the right-hand side
of Eq. (7), namely <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:mi>Z</mml:mi><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, while the 5DLM
includes the first four terms.</p>
      <p>After derivations, we obtain the 6DLM with the following six
equations:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E8"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>X</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>-</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>X</mml:mi><mml:mo>+</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>Y</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E9"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Y</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:mi>Z</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Z</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:mi>X</mml:mi><mml:mo>-</mml:mo><mml:mi>Y</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E10"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Z</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>X</mml:mi><mml:mi>Y</mml:mi><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi><mml:mo>-</mml:mo><mml:mi>b</mml:mi><mml:mi>Z</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E11"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E12"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>X</mml:mi><mml:mi>Z</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>X</mml:mi><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E13"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mn mathvariant="normal">2</mml:mn><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi>b</mml:mi><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Here, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>=</mml:mo><mml:mi mathvariant="italic">κ</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>(</mml:mo><mml:mi mathvariant="italic">π</mml:mi><mml:mo>/</mml:mo><mml:mi>H</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi>t</mml:mi></mml:mrow></mml:math></inline-formula> (dimensionless time),
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mi mathvariant="italic">ν</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="italic">κ</mml:mi></mml:mrow></mml:math></inline-formula> (the Prandtl number), <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">a</mml:mi></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
(the normalized Rayleigh number, or the heating parameter), <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>,
and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">9</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. After deriving the 6DLM in the fall
of 2011, the 6DLM outlined here was compared with the
work by <xref ref-type="bibr" rid="bib1.bibx20 bib1.bibx25 bib1.bibx30" id="text.13"/>), who
obtained the same 6DLM. A more detailed analysis regarding how the system
conserves energy in the dissipationless limit, as well as a comparison with
the 3DLM and 5DLM, is provided in the following discussion.</p>
      <p>The 3DLM can be obtained from the 6DLM when terms that involve (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) are neglected. Alternatively, Eqs. (8)–(10) can be viewed as a 3DLM
with the feedback processes that result from the three additional modes.
Therefore, the 6DLM can be viewed as a coupled system that consists of the
3DLM (Eqs. 8–10) and a forced dissipative system with an additional heating
term (e.g., Eqs. 11–13). Here, and in Shen14, unless otherwise stated, the
term “feedback” refers to the nonlinear process that involves the secondary
modes, namely (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and/or <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). The 5DLM in Shen14 can be also
obtained by ignoring the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula> in the
6DLM. As a result, the 6DLM can be viewed as a coupled system that consists
of the 5DLM and an additional equation (i.e., Eq. 11) that introduces
nonlinear feedback associated with an additional heating term (i.e., Eq. 12).</p>
</sec>
<sec id="Ch1.S2.SS3">
  <title>Energy conservation in the 6-D non-dissipative LM</title>
      <p>The domain-averaged kinetic energy (<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>), available
potential energy (<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>), and potential energy
(<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>) are defined
<xref ref-type="bibr" rid="bib1.bibx44 bib1.bibx43 bib1.bibx3 bib1.bibx35" id="paren.14"><named-content content-type="pre">e.g.,</named-content></xref>,
as follows:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E14"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>H</mml:mi><mml:mo>/</mml:mo><mml:mi>a</mml:mi></mml:mrow></mml:munderover><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>H</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:msup><mml:mi>u</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mi>w</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi><mml:mi mathvariant="normal">d</mml:mi><mml:mi>x</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E15"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi>g</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mi>H</mml:mi></mml:mrow><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>T</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>H</mml:mi><mml:mo>/</mml:mo><mml:mi>a</mml:mi></mml:mrow></mml:munderover><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>H</mml:mi></mml:munderover><mml:mo>(</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi><mml:mi mathvariant="normal">d</mml:mi><mml:mi>x</mml:mi><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E16"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mrow><mml:mn mathvariant="normal">2</mml:mn><mml:mi>H</mml:mi><mml:mo>/</mml:mo><mml:mi>a</mml:mi></mml:mrow></mml:munderover><mml:munderover><mml:mo movablelimits="false">∫</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mi>H</mml:mi></mml:munderover><mml:mi>g</mml:mi><mml:mi mathvariant="italic">α</mml:mi><mml:mo>(</mml:mo><mml:mi>z</mml:mi><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi>z</mml:mi><mml:mi mathvariant="normal">d</mml:mi><mml:mi>x</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Through straightforward derivations, we obtain the following
equations:

                <disp-formula id="Ch1.E17" specific-use="align" content-type="subnumberedsingle"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E17.1"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>(</mml:mo><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:msubsup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E17.2"><mml:mtd/><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Here <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mi mathvariant="italic">κ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mfenced close=")" open="("><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mi>a</mml:mi></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mrow></mml:math></inline-formula>.
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> contains only a portion of the total
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> of the 6DLM from the primary streamfunction mode <inline-formula><mml:math display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula>,
but represents the total <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> in the 5DLM and 3DLM. In
a similar manner, as follows,

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E18"><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>r</mml:mi></mml:mfrac></mml:mstyle><mml:mo>(</mml:mo><mml:msup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>)</mml:mo><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E19"><mml:mtd/><mml:mtd><mml:mrow><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>-</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>(</mml:mo><mml:mi>Z</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            Equations (17a) and (18) yield the following:

                <disp-formula id="Ch1.E20" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{8}{8}\selectfont$\displaystyle}?><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:msubsup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>r</mml:mi></mml:mfrac></mml:mstyle><mml:mfenced open="(" close=")"><mml:msup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mfenced></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

          <?xmltex \hack{\newpage}?><?xmltex \hack{\noindent}?>while Eqs. (17b) and (19) lead to the following:

                <disp-formula id="Ch1.E21" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9}{9}\selectfont$\displaystyle}?><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mfenced open="(" close=")"><mml:mi>Z</mml:mi><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle></mml:mfenced></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>.</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

          With Eqs. (8)–(13) in the dissipationless limit, the time derivatives of
both Eqs. (20) and (21) are zero, so both <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are constants.
Therefore, Eqs. (20) and (21) indicate two energy conservation laws,
including the conservation of the total <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> (i.e., Eq. 20). However, it should be noted that,
as follows,

                <disp-formula id="Ch1.E22" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9}{9}\selectfont$\displaystyle}?><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mfenced close=")" open="("><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mfenced close=")" open="("><mml:mi>Z</mml:mi><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle></mml:mfenced></mml:mfenced><mml:mo>≠</mml:mo><mml:mtext>constant</mml:mtext><mml:mo>.</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

          By comparison, the two energy conservation laws of the 5DLM are written as
follows:

                <disp-formula id="Ch1.E23" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{8.5}{8.5}\selectfont$\displaystyle}?><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>APE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mi>r</mml:mi></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:msup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>+</mml:mo><mml:msubsup><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup></mml:mfenced></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>,</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

                <disp-formula id="Ch1.E24" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>PE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>X</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mfenced open="(" close=")"><mml:mi>Z</mml:mi><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle></mml:mfenced></mml:mfenced><mml:mo>=</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          It can been shown that both <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are constants. Therefore, in the
5DLM, in addition to the conservation of the <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>, the <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> are also conserved.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F1"><caption><p>Time evolution of energy conservation laws from the 5D-NLM and
6D-NLM. (<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>KE</mml:mtext><mml:mo>+</mml:mo><mml:mtext>PE</mml:mtext></mml:mrow></mml:math></inline-formula>) and (<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>KE</mml:mtext><mml:mo>+</mml:mo><mml:mtext>APE</mml:mtext></mml:mrow></mml:math></inline-formula>) are
displayed for the 5D-NLM, while (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mtext>PE</mml:mtext></mml:mrow></mml:math></inline-formula>) and
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>KE</mml:mtext><mml:mo>+</mml:mo><mml:mtext>APE</mml:mtext></mml:mrow></mml:math></inline-formula>) are shown for the 6D-NLM. <bold>(a)</bold> and
<bold>(b)</bold> are for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>45</mml:mn></mml:mrow></mml:math></inline-formula>, respectively. All fields are
normalized using the constant <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mfenced open="(" close=")"><mml:mo>=</mml:mo><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mi mathvariant="italic">κ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msup><mml:mfenced open="(" close=")"><mml:mstyle displaystyle="false"><mml:mfrac style="text"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:msup><mml:mi>a</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow><mml:mi>a</mml:mi></mml:mfrac></mml:mstyle></mml:mfenced><mml:mn mathvariant="normal">3</mml:mn></mml:msup></mml:mfenced></mml:mrow></mml:math></inline-formula>, and each of the above lines is
shifted to the summation of the corresponding initial value and a constant
value (e.g., 0.06 in the green line).</p></caption>
          <?xmltex \igopts{width=213.395669pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f01.pdf"/>

        </fig>

</sec>
<sec id="Ch1.S2.SS4">
  <title>Numerical approaches</title>
      <p>Using the fourth-order Runge–Kutta scheme, the original and higher-order
Lorenz models are integrated forward in time. We vary the value of the
heating parameter <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> but keep other parameters as constants, including
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>a</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>/</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">8</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>19</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>, and a minimum
value for <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>R</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>27</mml:mn><mml:msup><mml:mi mathvariant="italic">π</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msup><mml:mo>/</mml:mo><mml:mn mathvariant="normal">4</mml:mn></mml:mrow></mml:math></inline-formula>. In Figs. 1, 2, 3 and 6, the initial
conditions are given as follows:

                <disp-formula id="Ch1.E25" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mo>(</mml:mo><mml:mi>X</mml:mi><mml:mo>,</mml:mo><mml:mi>Y</mml:mi><mml:mo>,</mml:mo><mml:mi>Z</mml:mi><mml:mo>,</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          The dimensionless time interval (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">△</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula>) is 0.0001. The total
number of time steps (<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula>) is 1 000 000 in Fig. 1 and 500 000 in Figs. 2,
3, and 6, yielding a total dimensionless time (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">τ</mml:mi></mml:math></inline-formula>) of 100 and 50,
respectively. In Figs. 2 and 6, the solutions of the 3DLM and 5DLM are
rescaled by the analytical solutions of their critical points (i.e., Eqs. 21
and 19 of Shen14). The solutions of the 6DLM are rescaled by the critical
points of the 5DLM. In Sect. 3.4, the dependence of solution stability on the
Prandtl number (<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>) is discussed with selected values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>.</p>
      <p>To quantitatively evaluate whether or not the system is chaotic, we calculate
the Lyapunov exponent (LE), a measure of the average separation speed of
nearby trajectories on the critical point (e.g.,
<xref ref-type="bibr" rid="bib1.bibx2 bib1.bibx12 bib1.bibx45 bib1.bibx26 bib1.bibx46 bib1.bibx9 bib1.bibx5 bib1.bibx19 bib1.bibx41 bib1.bibx42 bib1.bibx8 bib1.bibx21" id="altparen.15"/>). In Shen14, the two methods implemented and tested are
the trajectory separation (TS) method (e.g., <xref ref-type="bibr" rid="bib1.bibx41 bib1.bibx42" id="altparen.16"/>);
and the Gram–Schmidt reorthonormalization (GSR) procedure
<xref ref-type="bibr" rid="bib1.bibx45 bib1.bibx5" id="paren.17"><named-content content-type="pre">e.g.,</named-content></xref>. Here, a brief summary of how LEs
are calculated using the two methods is provided. Using given initial
conditions (ICs) and a set of parameters in the LMs, the TS scheme calculates
the largest LE, and the GSR scheme produces “n” LEs; here “n” is the
dimension of the 5-D or 6-D LM. Calculations are conducted with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">△</mml:mi><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>=</mml:mo><mml:mn>0.0001</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:mn>10 000 000</mml:mn></mml:mrow></mml:math></inline-formula>, yielding <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>=</mml:mo><mml:mn>1000</mml:mn></mml:mrow></mml:math></inline-formula>. To minimize the
dependence on the ICs, 10 000 ensemble (<inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>En</mml:mtext><mml:mo>=</mml:mo><mml:mn>10 000</mml:mn></mml:mrow></mml:math></inline-formula>) runs with the
same model configurations but different ICs are performed, and an ensemble
averaged LE (eLE) is obtained from the average of the 10 000 LEs. A large
<inline-formula><mml:math display="inline"><mml:mi>N</mml:mi></mml:math></inline-formula> and En are used to understand the long-term average behavior of the
solutions of the LMs and simplified LMs where some terms are ignored. While
eLEs calculations using the above two methods were previously discussed and
compared in Shen14, here, a calculation of the Kaplan–Yorke fractal
dimension <xref ref-type="bibr" rid="bib1.bibx18" id="paren.18"/> using the (three) leading eLEs from the GSR
method is provided in Appendix A as an additional verification. Unless stated
otherwise in the main text, the largest ensemble-averaged LE (eLE) for
a given <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> is obtained from the TS method.</p>
      <p>To examine the collective or individual impact of the nonlinear feedback
terms and to identify the major feedback that can improve numerical
predictability in the 5-D and 6-D LMs, we perform additional runs using the
6DLM with additional simplifications. The experiments, as listed in Table 1,
include the following: (1) case 6DLMS1 where three nonlinear terms involving
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are neglected and only one feedback term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) is retained in
Eqs. (9) and (10), (2) case 6DLMS2 where only <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is ignored in Eq. (10),
and (3) case 6DLMS3 where <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is removed from Eq. (12). Results from these
simplified 6DLMs are presented in Sect. 3.3.</p>

<table-wrap id="Ch1.T1" specific-use="star"><caption><p>A list of numerical experiments for different Lorenz models. The
column “Modifications” indicates additional changes in the “Equations”.
The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> are determined based on
the eLE analyses and the linear stability analysis, respectively. Solutions
in “Figures” are rescaled using the factors listed in the “Scaling
factors”. <inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>∗</mml:mo></mml:msup></mml:math></inline-formula> For the 3DLM, the ensemble averaged LE is <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>1.2</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula> at <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>23.7</mml:mn></mml:mrow></mml:math></inline-formula>, and becomes 0.26 at <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>24</mml:mn></mml:mrow></mml:math></inline-formula>. The 5-D and 6-D
non-dissipative Lorenz models (5D-NLM and 6D-NLM) are used to examine the
energy conservation properties.</p></caption><oasis:table frame="topbot"><?xmltex \begin{scaleboxenv}{.91}[.91]?><oasis:tgroup cols="8">
     <oasis:colspec colnum="1" colname="col1" align="left"/>
     <oasis:colspec colnum="2" colname="col2" align="left"/>
     <oasis:colspec colnum="3" colname="col3" align="left"/>
     <oasis:colspec colnum="4" colname="col4" align="left"/>
     <oasis:colspec colnum="5" colname="col5" align="left"/>
     <oasis:colspec colnum="6" colname="col6" align="left"/>
     <oasis:colspec colnum="7" colname="col7" align="left"/>
     <oasis:colspec colnum="8" colname="col8" align="left"/>
     <oasis:thead>
       <oasis:row rowsep="1">  
         <oasis:entry colname="col1">Case IDs</oasis:entry>  
         <oasis:entry colname="col2">Equations</oasis:entry>  
         <oasis:entry colname="col3">Modifications</oasis:entry>  
         <oasis:entry colname="col4">Figures</oasis:entry>  
         <oasis:entry colname="col5"><inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col6"><inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col7">Scaling factors</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
     </oasis:thead>
     <oasis:tbody>
       <oasis:row>  
         <oasis:entry colname="col1">3DLM</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (15)–(17) of Shen14</oasis:entry>  
         <oasis:entry colname="col3">N/A</oasis:entry>  
         <oasis:entry colname="col4">2</oasis:entry>  
         <oasis:entry colname="col5">23.7<inline-formula><mml:math display="inline"><mml:msup><mml:mi/><mml:mo>*</mml:mo></mml:msup></mml:math></inline-formula></oasis:entry>  
         <oasis:entry colname="col6">24.74</oasis:entry>  
         <oasis:entry colname="col7">Eq. (21) of Shen14</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">5DLM</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (10)–(14) of Shen14</oasis:entry>  
         <oasis:entry colname="col3">N/A</oasis:entry>  
         <oasis:entry colname="col4">2–5, 7</oasis:entry>  
         <oasis:entry colname="col5">42.9</oasis:entry>  
         <oasis:entry colname="col6">45.94</oasis:entry>  
         <oasis:entry colname="col7">Eq. (19) of Shen14</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">6DLM</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (8)–(13)</oasis:entry>  
         <oasis:entry colname="col3">N/A</oasis:entry>  
         <oasis:entry colname="col4">2–7</oasis:entry>  
         <oasis:entry colname="col5">41.1</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">Same</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">6DLMS1</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (8)–(13)</oasis:entry>  
         <oasis:entry colname="col3">Ignoring terms that involve <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in Eqs. (9) and (10)</oasis:entry>  
         <oasis:entry colname="col4">5, 6</oasis:entry>  
         <oasis:entry colname="col5">42.3</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">Same</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">6DLMS2</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (8)–(13)</oasis:entry>  
         <oasis:entry colname="col3">Ignoring the term <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in Eq. (10)</oasis:entry>  
         <oasis:entry colname="col4">5, 6</oasis:entry>  
         <oasis:entry colname="col5">23.9</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">Same</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">6DLMS3</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (8)–(13)</oasis:entry>  
         <oasis:entry colname="col3">Ignoring the term <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in Eq. (12)</oasis:entry>  
         <oasis:entry colname="col4">5, 6</oasis:entry>  
         <oasis:entry colname="col5">42.1</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">Same</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">5D-NLM</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (10)–(14) of Shen14</oasis:entry>  
         <oasis:entry colname="col3">Ignoring dissipative terms</oasis:entry>  
         <oasis:entry colname="col4">1</oasis:entry>  
         <oasis:entry colname="col5">N/A</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">N/A</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
       <oasis:row>  
         <oasis:entry colname="col1">6D-NLM</oasis:entry>  
         <oasis:entry colname="col2">Eqs. (8)–(13)</oasis:entry>  
         <oasis:entry colname="col3">Ignoring dissipative terms</oasis:entry>  
         <oasis:entry colname="col4">1</oasis:entry>  
         <oasis:entry colname="col5">N/A</oasis:entry>  
         <oasis:entry colname="col6">N/A</oasis:entry>  
         <oasis:entry colname="col7">N/A</oasis:entry>  
         <oasis:entry colname="col8"/>
       </oasis:row>
     </oasis:tbody>
   </oasis:tgroup><?xmltex \end{scaleboxenv}?></oasis:table></table-wrap>

</sec>
</sec>
<sec id="Ch1.S3">
  <title>Discussion</title>
      <p>In the following sections, we discuss the impact of additional modes on
solution stability. In Sect. 3.1, we illustrate the potential role of the
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode by performing linear stability analysis at the trivial critical
point. In Sects. 3.2 and 3.3, we present and compare numerical results from
the 6DLM with and without simplifications to identify the major feedback
process. The dependence of solution stability on the Prandtl number
(<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>) is discussed in Sect. 3.4.</p>
<sec id="Ch1.S3.SS1">
  <?xmltex \opttitle{The impact of $M_{4}$ on linear stability}?><title>The impact of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> on linear stability</title>
      <p>In this section, we first discuss the selection of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and then its impact.
As indicated in Shen14 and discussed in the Supplement, the inclusion of
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> modes is based on the analysis of the Jacobian term, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>,</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, and can improve the representations of the temperature perturbation
and the nonlinear advection of temperature. The appearance of <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula> associated with the linear term <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula>
of Eq. (1) requires the inclusion of an <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode and the <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula> associated with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">△</mml:mi><mml:mi>T</mml:mi><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula> of
Eq. (2) provides feedback to the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode (in Table 1 of Shen14). The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
mode shares the same horizontal and vertical wavenumbers as the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, but
has a different phase (i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> vs. <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in Eq. 4).
Alternatively, via the <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">θ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">△</mml:mi><mml:mi>T</mml:mi><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">ψ</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi></mml:mrow></mml:math></inline-formula>, the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> modes are linked as follows:

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E26"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>∝</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E27"><mml:mtd/><mml:mtd><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mo>∝</mml:mo><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            which can be derived by linearizing Eqs. (11) and (12) at the trivial
critical point. The linearized equations are decoupled with the rest of the
equations on the 6DLM, suggesting that the heating term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) can impact
other modes as well as the stability of the nonlinear 6DLM via nonlinear
feedback, as discussed below. The above equations are reduced to the
following:

                <disp-formula id="Ch1.E28" content-type="numbered"><mml:math display="block"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msup><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msup><mml:mi mathvariant="italic">τ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>-</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mi mathvariant="italic">σ</mml:mi><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:mfrac></mml:mstyle><mml:mfenced close=")" open="("><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup></mml:mfenced><mml:mo>=</mml:mo><mml:mn>0.</mml:mn></mml:mrow></mml:math></disp-formula>

          By assuming the solution <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>∝</mml:mo><mml:mi>exp⁡</mml:mi><mml:mo>(</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, we obtain the
following two roots for <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">β</mml:mi></mml:math></inline-formula>:

                <disp-formula id="Ch1.E29" content-type="numbered"><mml:math display="block"><mml:mrow><?xmltex \hack{\hbox\bgroup\fontsize{9}{9}\selectfont$\displaystyle}?><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>±</mml:mo></mml:msub><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>(</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo><mml:mo>±</mml:mo><mml:msqrt><mml:mrow><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msubsup><mml:mo>(</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>+</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">σ</mml:mi><mml:mfenced close=")" open="("><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup></mml:mfenced><mml:mo>/</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:msqrt></mml:mrow><mml:mn mathvariant="normal">2</mml:mn></mml:mfrac></mml:mstyle><mml:mo>.</mml:mo><?xmltex \hack{$\egroup}?></mml:mrow></mml:math></disp-formula>

          Here, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>-</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula>) represents the larger (smaller) root.  An
unstable normal mode with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> appears when
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>&gt;</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup></mml:mrow></mml:math></inline-formula>.  When <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, the result in Eq. (29)
can be applied to the linearized 3DLM.  As <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>19</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup><mml:mo>(</mml:mo><mml:mo>∼</mml:mo><mml:mn>254</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> in this study, both <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>-</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> are negative and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:mi mathvariant="italic">β</mml:mi><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula> is
positive. The focus is <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> because the corresponding mode
dominates the solution as a result of a smaller decay rate as
compared to <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>-</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula>. <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub></mml:mrow></mml:math></inline-formula> has a minimum (i.e., the largest
decay rate) as <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, and increases as <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> increases (up to 254),
leading to a decreasing decay rate.  In the limit of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>, the minima of Eq. (29) can be written as follows:

                <disp-formula id="Ch1.E30" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mtext>and</mml:mtext><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mspace linebreak="nobreak" width="0.25em"/><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>-</mml:mo></mml:msub><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

          The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>=</mml:mo><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> provides the same decay rate as the one derived
directly from Eq. (27) with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> (i.e., the removal of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). The simple
analysis indicates that the inclusion of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, as a result of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>|</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>≠</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>|</mml:mo><mml:mo>&lt;</mml:mo><mml:mo>|</mml:mo><mml:msub><mml:mi mathvariant="italic">β</mml:mi><mml:mo>+</mml:mo></mml:msub><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>|</mml:mo></mml:mrow></mml:math></inline-formula>, can lead to a solution component
with a smaller decay rate. In other words, the inclusion of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
effectively reduces the dissipative impact of <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in
Eq. (27). Here, the reader should note that the relative impact of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> with
respect to <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> can be estimated using the ratio between the first and
second arguments of the radical in Eq. (29), written as <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">4</mml:mn><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>(</mml:mo><mml:mi>r</mml:mi><mml:mo>-</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup><mml:mo>)</mml:mo><mml:mo>/</mml:mo><mml:mo>(</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:msup><mml:mo>)</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>/</mml:mo><mml:msubsup><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msubsup></mml:mrow></mml:math></inline-formula>. The result suggests that
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula> becomes less important when a larger <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> is used.</p>
      <p>The discussions provided above illustrate how the secondary streamfunction
mode (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) may impact the growth rate of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> via the linear heating term
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). Additionally, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> can also provide its nonlinear feedback by
extending the nonlinear feedback loop of the 5DLM (as well as the 3DLM), as
follows (also see Table 2 of Shen 2014a):

                <disp-formula specific-use="align" content-type="numbered"><mml:math display="block"><mml:mtable displaystyle="true"><mml:mlabeledtr id="Ch1.E31"><mml:mtd/><mml:mtd><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mn mathvariant="normal">2</mml:mn><mml:mi>m</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:mi>m</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E32"><mml:mtd/><mml:mtd><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace linebreak="nobreak" width="0.25em"/><mml:mi>m</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>,</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr><mml:mlabeledtr id="Ch1.E33"><mml:mtd/><mml:mtd><mml:mrow><mml:mi>J</mml:mi><mml:mo>(</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>,</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo></mml:mrow></mml:mtd><mml:mtd><mml:mrow><mml:mspace width="0.25em" linebreak="nobreak"/><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>m</mml:mi><mml:mi>l</mml:mi><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>.</mml:mo></mml:mrow></mml:mtd></mml:mlabeledtr></mml:mtable></mml:math></disp-formula>

            While Eqs. (31) and (32) form a feedback loop with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>→</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>→</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, Eqs. (31) and (33) enable another feedback loop with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>→</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>→</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Equations (32) and (33) only contain the
vertical advection of temperature due to <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∂</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mo>∂</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:mo>∂</mml:mo><mml:mi>x</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>. The two equations suggest that both <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> can
provide upscaling feedback to <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> through their interaction with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>,
leading to two terms in Eq. (9), i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>∝</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Z</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. When <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> is close to <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Z</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:math></inline-formula>, their collective impact may
become insignificant, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mi>Z</mml:mi><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>)</mml:mo><mml:mo>∼</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>, as compared to the other terms in
Eq. (9). Since the former criterion can be met near the stable critical
points of the 5DLM (e.g., Eq. 20b of Shen14) and since the 6DLM shares some
similarities with the 5DLM, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Z</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> are neglected in the
6DLMS1, whose results are discussed in Sect. 3.3. In the next section, we
first compare the numerical results of the 5DLM and 6DLM.</p>
</sec>
<sec id="Ch1.S3.SS2">
  <title>Numerical results of the 6DLM</title>
      <p>In this section, we discuss the numerical results of the 6DLM beginning with
energy conservation laws in the dissipationless limit. The non-dissipative
version of the 6DLM (5DLM) is referred to as the 6D-NLM (5D-NLM). Figure 1
provides the time evolution of the total domain-averaged kinetic energy and
available potential energy (<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula>)
for both the 6D-NLM (blue) and 5D-NLM (red). While the total domain-averaged
kinetic energy and potential energy
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula>) is shown in pink for the
5D-NLM, the kinetic energy of the primary streamfunction mode and the
potential energy
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula>) is shown in
green for the 6D-NLM. Using the initial conditions in Eq. (25), the initial
values of the normalized <inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula> for
the 6D-NLM (Eq. 20) and the 5D-NLM (Eq. 23) are given as <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, respectively, and equal to <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>/</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula>.
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">3</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (or <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) is <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>0.2</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>0.11</mml:mn></mml:mrow></mml:math></inline-formula> for <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>45</mml:mn></mml:mrow></mml:math></inline-formula>. The initial values of the normalized
<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula> for the 6D-NLM
(Eq. 21) and the <inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula> for the
5D-NLM (Eq. 24) are given as <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>C</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>C</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>,
respectively, and both are zero. To effectively illustrate
the conservation properties of the four quantities above, the time evolution
of their deviations from the corresponding initial values produce four lines
when plotted. Each of the lines may be shifted by a constant. For example,
while the red line in Fig. 1 represents the time evolution of the deviation
for <inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula> in the 5D-NLM, (i.e.,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>APE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>APE</mml:mtext><mml:mtext>5-D</mml:mtext></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>), the blue line with a constant
shift of <inline-formula><mml:math display="inline"><mml:mn>0.02</mml:mn></mml:math></inline-formula> represents the time evolution of the deviation for
<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:mrow></mml:math></inline-formula> in the 6D-NLM (i.e.,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mi mathvariant="italic">τ</mml:mi><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>-</mml:mo><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>)</mml:mo><mml:mo>+</mml:mo><mml:mn>0.02</mml:mn></mml:mrow></mml:math></inline-formula>). As indicated
in Fig. 1, each of the four quantities is conservative.</p>
      <p>Next, we compare the normalized solutions of (<inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula>) in the 3DLM, 5DLM,
and 6DLM with two different values of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>. Normalization scales are defined
by the critical points listed in Table 1. Figure 2a and b display the
solutions from the 3DLM and 6DLM with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula>. Although the critical value
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) for the onset of chaos is <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>24.74</mml:mn></mml:mrow></mml:math></inline-formula> in the 3DLM
<xref ref-type="bibr" rid="bib1.bibx22" id="paren.19"/>, a larger value is chosen for comparison with the 6DLM. The
solution of the 3DLM never reaches a steady state but oscillates irregularly
with time surrounding the non-trivial critical points. In contrast, as
indicated by the converged trajectory that approaches a critical point that
is close to <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>Z</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mo>(</mml:mo><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, the 6DLM yields
a steady-state solution. Note that the normalization scales, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, are the critical points of the 5DLM, because it is
difficult to obtain the analytical solution of the critical points in the
6DLM and the former and latter share similarities as discussed later. The
6DLM continues to generate steady-state solutions until <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> is beyond 41.1
(as discussed in Fig. 4). With an <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> value of 42.0, the 6DLM leads to
a chaotic solution with a “butterfly” pattern in <inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>–<inline-formula><mml:math display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula> space (Fig. 2d),
while the 5DLM still produces a stable solution (Fig. 2c).</p>
      <p>In the following, we discuss the time evolution of the solutions for the 5DLM
and 6DLM to examine the impact of the secondary modes on solution's stability
and to identify the major feedback associated with these modes. First, we
analyze the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Z</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula> (e.g., Eq. (10) for the 6DLM and
Eq. (12) of Shen14 for the 5DLM) for the cases using <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula> that have
steady-state solutions. Figure 3 indicates that all of the terms with the
exception of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula>, in the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Z</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula> of the 6DLM, yield
comparable results to their counterparts in the 5DLM, indicating that <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
also plays an important role in stabilizing the solution of the 6DLM as
compared to the 5DLM. While the negative feedback by <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> was verified by
parameterizing its impact as a nonlinear eddy dissipation term into the 3DLM
in Shen14, further verification using the 6DLM is provided in the following
section. Due to a small value of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> is small as compared to
other terms. A small value of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> could also be inferred from the
steady-state solution to Eq. (11), giving <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msup><mml:mi>d</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msup><mml:mo>≪</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> as
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>19</mml:mn><mml:mo>/</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:math></inline-formula>. Additionally, the time evolution of the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> suggests
that a steady state in the 5DLM is reached earlier than it is in the 6DLM,
consistent with the decay rate analysis in Sect. 3.1.</p>

      <?xmltex \floatpos{p}?><fig id="Ch1.F2" specific-use="star"><caption><p>(<inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>Z</mml:mi></mml:math></inline-formula>) plots in the 3DLM <bold>(a)</bold> and 6DLM <bold>(b)</bold> with
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula>, and 5DLM <bold>(c)</bold> and 6DLM <bold>(d)</bold> with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>42</mml:mn></mml:mrow></mml:math></inline-formula>. Lorenz
strange attractors appear in <bold>(a)</bold> and <bold>(d)</bold>. All of the
solutions are normalized by the corresponding critical points, namely,
Eq. (21) of Shen14 for the 3DLM and Eq. (19) of Shen14 for the 5DLM and
6DLM.</p></caption>
          <?xmltex \igopts{width=483.69685pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f02.png"/>

        </fig>

      <?xmltex \floatpos{p}?><fig id="Ch1.F3" specific-use="star"><caption><p>Forcing terms of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Z</mml:mi><mml:mo>/</mml:mo><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:math></inline-formula> with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>35</mml:mn></mml:mrow></mml:math></inline-formula>, which
are from Eq. (12) for the 5DLM of <xref ref-type="bibr" rid="bib1.bibx35" id="text.20"/> <bold>(a)</bold> and Eq. (10)
for the 6DLM <bold>(b)</bold>, respectively. The black and orange lines represent
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mi>Z</mml:mi></mml:mrow></mml:math></inline-formula>, respectively, while the blue and red lines represent <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">5</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula>, respectively.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f03.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F4"><caption><p>The largest ensemble-averaged Lyapunov exponents (eLEs) as a
function of the forcing parameter r in different LMs.  The eLEs with
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>0.1</mml:mn></mml:mrow></mml:math></inline-formula> for the 5DLM (black) and 6DLM (blue). The appearance of
chaotic solutions is indicated by positive eLEs.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f04.pdf"/>

        </fig>

      <p>Figure 4 provides the analysis, used to determine the critical value of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>
for the onset of chaos for both the 5DLM and 6DLM, of the eLEs as a function
of the normalized Rayleigh parameter <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>. Both models produce similar
distributions of the eLEs for <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>35</mml:mn><mml:mo>≤</mml:mo><mml:mi>r</mml:mi><mml:mo>≤</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula>, with the following features:
(1) within the stable region (as eLEs <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>), the magnitude of the eLEs is
relatively smaller in the 6DLM; (2) the 6DLM requires a slightly smaller <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>∼</mml:mo><mml:mn>41.1</mml:mn></mml:mrow></mml:math></inline-formula>) for the onset of chaos than the 5DLM
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>∼</mml:mo><mml:mn>42.9</mml:mn></mml:mrow></mml:math></inline-formula>); and (3) in fully chaotic regions (e.g., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>44</mml:mn></mml:mrow></mml:math></inline-formula>),
the eLEs of the 5DLM and 6DLM are in good agreement, with very small
differences. The first two results are consistent with the stability analysis
provided in Sect. 3.1, suggesting that inclusion of the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode in the
6DLM may reduce the dissipative impact associated with the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode.</p>
</sec>
<sec id="Ch1.S3.SS3">
  <title>Numerical results of the simplified 6DLMs</title>
      <p>In this section, we analyze the eLEs of the 6DLM with or without additional
approximations to identify the major feedback term and the impact of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in
the 6DLM. While the 6DLM has four nonlinear feedback terms (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Z</mml:mi></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">2</mml:mn><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in Eq. 9, and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> in Eq. 10), the 5DLM only has
one term, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. Nonlinear feedback terms are defined as the nonlinear
terms involving the secondary modes (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>). Therefore,
comparable eLEs between these two LMs suggest that <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> may play the most
significant role in providing feedback for stabilizing solutions in the 6DLM.
To verify this hypothesis, additional experiments are performed with the
following simplified 6DLMs: 6DLMS1, 6DLMS2 and 6DLMS3, as introduced in
Sect. 2.4 and listed in Table 1. While the 6DLMS1 case retains only one
nonlinear feedback term, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, the 6DLMS2 case only neglects this term. By
comparison, the 6DLMS3 case is designed to examine the role of the linear
heating term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) in Eq. (12). The corresponding eLEs are shown in
Fig. 5. The eLEs of the 6DLMS2 resemble those of the 3DLM (Fig. 5a) with the
exception of the window regions, indirectly indicating the importance of
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in stabilizing the solutions in the 6DLM. With the exception of the
transition regions from <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>eLEs</mml:mtext><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> to <inline-formula><mml:math display="inline"><mml:mrow><mml:mtext>eLEs</mml:mtext><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> over a small
range of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> (i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>∼</mml:mo></mml:mrow></mml:math></inline-formula> 41–43), the eLEs of the 6DLMS1 and 6DLMS3 are
close to those in the 6DLM and 5DLM. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of these two cases
are determined to be 42.3 and 42.1, respectively, which are slightly larger
(smaller) than <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>41.1</mml:mn></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>=</mml:mo><mml:mn>42.9</mml:mn></mml:mrow></mml:math></inline-formula>) for the 6DLM (5DLM),
as shown in Fig. 5b. In addition, the magnitudes of the LEs in the stable
regions are determined to be relatively larger (smaller) than those in the
6DLM (5DLM). Since the 6DLMS1 ignores the nonlinear feedback terms associated
with the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and since the 6DLMS3 neglects the <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> term, the features of
the 6DLMS1 and 6DLMS3, as compared to the 6DLM, also indicate that the impact
of the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> may slightly destabilize solutions.</p>

      <?xmltex \floatpos{t}?><fig id="Ch1.F5"><caption><p>Same as Fig. 4 except for <bold>(a)</bold> the 3DLM (in pink) and the
6DLMS2 (in orange), and <bold>(b)</bold> the 6DLMS1 (in red) and 6DLMS3 (in
green).</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f05.pdf"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F6" specific-use="star"><caption><p>The <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>-time diagram of numerical solutions from the
6DLM <bold>(a, b)</bold>, 6DLMS1 <bold>(c, d)</bold>, and 6DLMS3 <bold>(e, f)</bold>. <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>
ranges from 25 to 50 with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>0.5</mml:mn></mml:mrow></mml:math></inline-formula>. <bold>(a, c, e)</bold> show
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and <bold>(b, d, f)</bold> show <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula>.
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mi mathvariant="normal">c</mml:mi></mml:mrow></mml:msub></mml:mrow></mml:math></inline-formula> are the critical points of the 5DLM as
defined in Eq. (19) of Shen14. The black line indicates a constant value of
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>43</mml:mn></mml:mrow></mml:math></inline-formula>.</p></caption>
          <?xmltex \igopts{width=369.885827pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f06.png"/>

        </fig>

      <?xmltex \floatpos{t}?><fig id="Ch1.F7"><caption><p>The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of the 6DLM as a function of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>. The
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, shown by blue multiplication signs (<inline-formula><mml:math display="inline"><mml:mi>X</mml:mi></mml:math></inline-formula>), is determined by
the eLEs of the nonlinear 6DLM. The pink and black lines indicate a constant
contour of <italic>Re</italic><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> for the linear 3DLM and 5DLM,
respectively, indicating the corresponding <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, based on a linear
stability analysis. Solid circles with the same color scheme indicate a
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, determined by the eLE analysis with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="normal">Δ</mml:mi><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>0.1</mml:mn></mml:mrow></mml:math></inline-formula> in the
corresponding nonlinear LM.</p></caption>
          <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f07.pdf"/>

        </fig>

      <p>The eLEs represent the averaged behavior of the model's solutions over a very
large timescale, so <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>N</mml:mi><mml:mo>=</mml:mo><mml:mn>10 000 000</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>=</mml:mo><mml:mi>N</mml:mi><mml:mi mathvariant="normal">△</mml:mi><mml:mi>t</mml:mi><mml:mo>=</mml:mo><mml:mn>1000</mml:mn></mml:mrow></mml:math></inline-formula> (e.g., the
<inline-formula><mml:math display="inline"><mml:mi>T</mml:mi></mml:math></inline-formula> in Eq. (23) of Shen14 should approach infinity) are used. Since some of
the terms in the simplified LMs (e.g., 6DLMS1-3) are ignored, it is important
to check the time evolution of the solutions on a finite timescale in order
to understand whether and how the solutions approach a stable critical point,
or oscillate rapidly between (unstable) non-trivial critical points. To this
end, we examine the <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> time diagram of the normalized solutions in Fig. 6,
which displays the primary mode, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, and secondary mode,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mtext>1c</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>, from the 6DLM, 6DLMS1, and 6DLMS3. Here,
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mtext>1c</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula> are the analytical solutions of the
critical points from the 5DLM. Using this approach, the deviation of the
normalized solutions from 1 (i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>-</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:math></inline-formula>) indicates the impact
of the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode that is missing in the 5DLM. In Fig. 6, the sharp gradient
of the solutions with dense contour lines near the constant value of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>43</mml:mn></mml:mrow></mml:math></inline-formula>
(in black) roughly indicates the critical value of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> for the onset of
chaos, consistent with the analysis of the eLEs in Fig. 5 (see Table 1). In
stable regions, the primary mode, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>Y</mml:mi><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>, evolves with time and
comes within <inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>±</mml:mo><mml:mn>0.01</mml:mn></mml:mrow></mml:math></inline-formula> in each of the three cases (Fig. 6a, c, e). For the
6DLMS1 that only includes one nonlinear feedback term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), the values of
the secondary mode, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mtext>1c</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>, in stable regions are also within
<inline-formula><mml:math display="inline"><mml:mrow><mml:mn mathvariant="normal">1</mml:mn><mml:mo>±</mml:mo><mml:mn>0.01</mml:mn></mml:mrow></mml:math></inline-formula> (Fig. 6d). By comparison, the normalized solutions
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>/</mml:mo><mml:msub><mml:mi>Y</mml:mi><mml:mtext>1c</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>) for the 6DLM and 6DLMS3 are within <inline-formula><mml:math display="inline"><mml:mn mathvariant="normal">1</mml:mn></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mn>0.9</mml:mn></mml:math></inline-formula> in
the steady state, suggesting a deviation within 10 % from the
corresponding critical point of the 5DLM. If we view the stable solutions of
the 5DLM as the results of the control run, the 6DLM provides approximate
steady-state solutions that have derivations of only around 1 % in <inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula>
and approximately 10 % in <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>. The above results indicate that the
nonlinear terms associated with the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (i.e., <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode) may produce
larger relative deviations in the secondary mode <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> (a high-wavenumber
mode) than in the primary mode <inline-formula><mml:math display="inline"><mml:mi>Y</mml:mi></mml:math></inline-formula> (a low wave-number mode).</p>
      <p>By comparing the 3DLM and 5DLM, Shen14 suggested that the stability of
solutions in the 3DLM can be improved by the negative nonlinear feedback
through the term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>), enabled by the secondary temperature modes (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>Z</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) in the 5DLM. The result motivated an examination of whether or not
a higher-dimensional model is more stable or less chaotic (i.e., a larger
critical value of <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>) than a lower-dimensional model. In this study, the
comparison of the 5DLM and 6DLM indicates that the additional mode (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) in
the 6DLM does not help increase but slightly decreases the critical value of
<inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> for the onset of chaos. In other words, the inclusion of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> provides
positive feedback that destabilizes the solutions through the heating term
(e.g., <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in Eq. 12) and/or through its nonlinear interaction with other
modes. Based on the results obtained from the 5DLM and 6DLM, we have
demonstrated the roles of secondary modes (i.e., small-scale processes) in
stabilizing and destabilizing system solutions. In addition, the collective
impact of these secondary modes on the improvement of solution stability has
been examined. Since the aforementioned results are obtained from the LMs
with a fixed value of <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, the dependence of the stability in the
6DLM on various values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> is discussed in the next section.</p>
</sec>
<sec id="Ch1.S3.SS4">
  <?xmltex \opttitle{Dependence of stability on $\sigma$}?><title>Dependence of stability on <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula></title>
      <p>Previous sections discussed the stability problem only by varying the heating
parameter, <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>. Here, we examine the dependence of solution stability on the
parameter <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, and address the question of whether or not the 6DLM still
requires a smaller (larger) <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for the onset of chaos than the
5DLM (3DLM) when different values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> are used. To efficiently
achieve the goal, we conduct the eLE analysis for the 6DLM using selected
values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, and compare it with that from the 5DLM. The dependence of
the 5DLM's stability on <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula> was previously examined by Shen14 by
performing both linear stability and eLE analyses.</p>
      <p>For comparisons, the results obtained from the stability analysis of the 5DLM
and 3DLM in Shen14 are briefly summarized as follows: in Fig. 7, pink and
black lines indicate the contour lines of the <italic>Re</italic><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> in the
(<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>) space for the linearized 3DLM and 5DLM, respectively. Since
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">λ</mml:mi></mml:math></inline-formula> is the largest eigenvalue, each line describes the critical value
<inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> as a function of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, where the superscript
“l” of <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> indicates the local (or linear)
analysis. Following each of the contour lines in the direction of increasing
<inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>, its right (or left) hand side contains areas with negative (or
positive) values of <italic>Re</italic><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, suggesting stable (or unstable)
solutions. Therefore, unstable solutions (<italic>Re</italic><inline-formula><mml:math display="inline"><mml:mrow><mml:mo>(</mml:mo><mml:mi mathvariant="italic">λ</mml:mi><mml:mo>)</mml:mo><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>) appear as
<inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup><mml:mo>&lt;</mml:mo><mml:mi>r</mml:mi></mml:mrow></mml:math></inline-formula>. Solid circles with the same color scheme
indicate the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> determined using the eLE analysis with selected
values of <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>: <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, 13, 16, 19, 22 and 25. Given a <inline-formula><mml:math display="inline"><mml:mi mathvariant="italic">σ</mml:mi></mml:math></inline-formula>,
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is, in general, smaller than <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi><mml:mi mathvariant="normal">l</mml:mi></mml:msubsup></mml:mrow></mml:math></inline-formula> in
both the 3DLM and 5DLM, as previously documented (see Shen14 for additional
details).</p>
      <p>The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of the 6DLM, with the eLE analysis, is shown in Fig. 7
with blue multiplication signs. For all of the selected cases, the critical
value <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in the 6DLM is larger than that in the 3DLM, suggesting
that over the range between <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn><mml:mo>∼</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula>, the 6DLM requires a larger
<inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> for the onset of chaos than the 3DLM. By comparison, in each of the
selected cases with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula>, 13, 16, and 19, the critical value
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>) in the 6DLM is (slightly) smaller than the one in the 5DLM.
As a result, the 6DLM is less stable than the 5DLM as <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>10</mml:mn><mml:mo>≤</mml:mo><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:mn>22</mml:mn></mml:mrow></mml:math></inline-formula>. However,
for the case with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>22</mml:mn></mml:mrow></mml:math></inline-formula> (or <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>25</mml:mn></mml:mrow></mml:math></inline-formula>), the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of the
6DLM is comparable (or slightly larger), as compared to that of the 5DLM. The
results may indicate a different role for the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode between <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>&lt;</mml:mo><mml:mn>22</mml:mn></mml:mrow></mml:math></inline-formula>
and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>&gt;</mml:mo><mml:mn>22</mml:mn></mml:mrow></mml:math></inline-formula>, or suggest the importance of increasing the ensemble
members and/or increasing the coverage of the initial conditions for the
calculations of the eLEs, all of which are subject to future study.</p>
</sec>
</sec>
<sec id="Ch1.S4" sec-type="conclusions">
  <title>Concluding remarks</title>
      <p>Five- and six-dimensional Lorenz models
(5DLM and 6DLM) were derived here and in Shen14 to examine the impact of
additional modes on solution's stability. The 5DLM includes two new Fourier
modes (i.e., the secondary temperature modes <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) that introduce
the additional nonlinear and dissipative terms. The 6DLM is a super set of
the 5DLM, and contains one more Fourier mode (i.e., the secondary
streamfunction mode <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) that introduces additional nonlinear terms and
adds a heating term. The individual and collective impacts of these terms on
solution stability were investigated. The 5DLM and 6DLM have comparable
critical Rayleigh parameters for the onset of the chaos, and the parameters
are larger than that of the 3DLM. Based on the calculations of the
ensemble-averaged Lyapunov exponents (eLEs), the critical value
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> for the 6DLM (5DLM) with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>=</mml:mo><mml:mn>10</mml:mn></mml:mrow></mml:math></inline-formula> is approximately 41.1
(42.9). Therefore, while the solution of the 3DLM becomes chaotic when <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>
ranges from 25 to 40, the 6DLM (5DLM) still produces stable steady-state
solutions, suggesting that predictability can be improved by the increased
degree of nonlinearity.</p>
      <p>A quantitative comparison of the eLEs from the generalized LMs with or
without additional simplifications suggests the following: (1) the negative
nonlinear feedback, first identified in the 5DLM and represented by <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in
both the 5DLM and 6DLM, plays a dominant role in providing feedback for
stabilizing the solution in the 6DLM, and (2) the additional heating term
(<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>) associated with the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode may destabilize the solution in the
6DLM, which has a smaller <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as compared to the 5DLM. The
stability analysis provided in Sect. 3.1 indicates that the heating term
<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> may effectively reduce the dissipative effect associated with the
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> mode, and, in turn, provides effective “positive” feedback through
the nonlinear feedback loop; (3) as a result of much smaller values in the
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>, the induced destabilization (by the additional heating term) is much
smaller than the induced stabilization (by the negative nonlinear feedback
term). Additionally, two nonlinear feedback terms associated with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">4</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>
nearly cancel one another (e.g., Eqs. 32 and 33). Therefore, the
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of the 6DLM is only slightly smaller than that of the 5DLM.
The 5DLM and 6DLM collectively illustrate the different roles of various
high-wavenumber modes in stablizing or destabilizing a system's solutions.
Additional analyses of mathematical derivations and numerical results are
summarized below.</p>
      <p>As compared to the 3-D and 5-D LMs in the dissipationless limit, the 6-D
non-dissipative LM also poses two energy conservation relations. One states
the conservation of the total domain-averaged kinetic energy
(<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>) and available potential energy
(<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>), enabling the transfer between
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>APE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>. The result is
consistent with the result in the 3-D and 5-D non-dissipative LMs. In
contrast, the additional conservation law only provides the conservation of
the domain-averaged kinetic energy associated with the primary streamfunction
mode (<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mrow><mml:msub><mml:mtext>KE</mml:mtext><mml:mi mathvariant="normal">p</mml:mi></mml:msub></mml:mrow><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>) and the total domain-averaged
potential energy (<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>), instead of the total
<inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>KE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mover accent="true"><mml:mtext>PE</mml:mtext><mml:mo mathvariant="normal">‾</mml:mo></mml:mover></mml:math></inline-formula>, as compared to the
3DLM and 5DLM. The two conservations do pose constraints on all six modes of
the 6DLM. However, the potential issues (e.g., whether inconsistent forcing
may exist) are beyond the scope of the present study.</p>
      <p>The competing impact of the nonlinearities and the dissipation and
heating terms can be illustrated using Eq. (10) of the 6DLM, as
follows:

              <disp-formula id="Ch1.Ex9"><mml:math display="block"><mml:mrow><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi>Z</mml:mi></mml:mrow><mml:mrow><mml:mi mathvariant="normal">d</mml:mi><mml:mi mathvariant="italic">τ</mml:mi></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>=</mml:mo><mml:mi>X</mml:mi><mml:mi>Y</mml:mi><mml:mo>-</mml:mo><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi><mml:mo>-</mml:mo><mml:mi>b</mml:mi><mml:mi>Z</mml:mi><mml:mo>.</mml:mo></mml:mrow></mml:math></disp-formula>

        The first nonlinear term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula>) and the linear term (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mi>Z</mml:mi></mml:mrow></mml:math></inline-formula>) can act as
a forcing and dissipative term, respectively, in the 3-D, 5-D, and 6-D
LMs.  The second and third nonlinear terms (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula>) are
introduced as additional dissipative terms by the new modes. <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> is
much smaller than the other terms, and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> can help reach a balance
with <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:mi>Y</mml:mi></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>b</mml:mi><mml:mi>Z</mml:mi></mml:mrow></mml:math></inline-formula> to stabilize the solution.  The negative nonlinear
feedback by <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> was first illustrated by Shen14 for the 5DLM.
However, the feedback by <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> in the 6DLM may be (slightly)
different from that in the 5DLM.  Specifically, while <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> of the
5DLM includes the feedback associated with additional nonlinear and
dissipative terms, <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>X</mml:mi><mml:msub><mml:mi>Y</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> of the 6DLM includes the feedback from the
additional nonlinear and heating terms such as <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:msub><mml:mi>X</mml:mi><mml:mn mathvariant="normal">1</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula>.</p>
      <p>The above results provide different impacts associated with various secondary
modes, consistent with Lorenz's statement in 1972, as follows: “If the flap
of a butterfly's wings can be instrumental in generating a tornado, it can
equally well be instrumental in preventing a tornado.” The quote suggests
the appearance of both positive and negative feedbacks (i.e., stabilization
and destabilization) in association with various “small-scale” processes.
Since mode truncation is unavoidable in finite-resolution models, the answer
to the question of whether or not the feedback by new modes is positive or
negative should be made in the proper context. The approach outlined here may
help us understand why some generalized LMs have a larger <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
while others have a smaller <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> as compared to the 3DLM. For
example, among the five different generalized LMs in Tables 1 and 2 of
<xref ref-type="bibr" rid="bib1.bibx32" id="text.21"/>, the two LMs that include <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> have
a <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> of <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>∼</mml:mo><mml:mn>40</mml:mn></mml:mrow></mml:math></inline-formula>–42, comparable to the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> in the
5DLM (6DLM) outlined here. The <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> modes in
<xref ref-type="bibr" rid="bib1.bibx32" id="text.22"/> are the same as the <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">5</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">6</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> modes in this
study. In addition, the 14-D LM, with a comparable <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>∼</mml:mo><mml:mn>43.48</mml:mn></mml:mrow></mml:math></inline-formula>) described by Curry (1978), also includes these
two modes <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">3</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, and does not have a vertical
wavenumber higher than that of <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi mathvariant="normal">Θ</mml:mi><mml:mn mathvariant="normal">2</mml:mn></mml:msub><mml:mo>(</mml:mo><mml:mn mathvariant="normal">0</mml:mn><mml:mo>,</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. In contrast, the 5-D LM of
<xref ref-type="bibr" rid="bib1.bibx31" id="text.23"/>, which has a smaller <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> (<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub><mml:mo>∼</mml:mo><mml:mn>22.5</mml:mn></mml:mrow></mml:math></inline-formula>), does include an additional heating term, although the two
additional modes are different from the secondary modes of the 5DLM and 6DLM
in this study. Although preliminary analyses seem encouraging, however,
detailed comparisons with other generalized LMs
<xref ref-type="bibr" rid="bib1.bibx16 bib1.bibx15 bib1.bibx43" id="paren.24"><named-content content-type="pre">e.g.,</named-content></xref> are
still required. In addition, the further extension of the nonlinear feedback
loop is being studied with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">7</mml:mn></mml:msub><mml:mo>-</mml:mo><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">9</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> modes, here <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">7</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">5</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">8</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:msqrt><mml:mn mathvariant="normal">2</mml:mn></mml:msqrt><mml:mi>cos⁡</mml:mi><mml:mo>(</mml:mo><mml:mi>l</mml:mi><mml:mi>x</mml:mi><mml:mo>)</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">5</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>, and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">9</mml:mn></mml:msub><mml:mo>=</mml:mo><mml:mi>sin⁡</mml:mi><mml:mo>(</mml:mo><mml:mn mathvariant="normal">6</mml:mn><mml:mi>m</mml:mi><mml:mi>z</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>.
Preliminary results indicates that a larger <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is required for
the onset of chaos (e.g., <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>r</mml:mi><mml:mi mathvariant="normal">c</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula>=116.9 for the 7DLM with <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">8</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>M</mml:mi><mml:mn mathvariant="normal">9</mml:mn></mml:msub></mml:mrow></mml:math></inline-formula> modes). Using a 3-D non-dissipative Lorenz model, which is shown to be
a conservative system, we discussed the collective and competing impact of
the nonlinear feedback loop and heating term on the energy cycle with four
different regimes (e.g., <xref ref-type="bibr" rid="bib1.bibx36" id="altparen.25"/>). We will further analyze the
energy cycle in the higher-order dissipative or non-dissipative Lorenz models
using the same approach and compare the results with those using a different
approach (e.g., Pelino et al., 2014).</p>
      <p>The 5DLM and 6DLM share some similarities regarding the system's stability,
but the 6DLM has one additional model. To further our understanding of the
dynamics of chaos, it is required to address whether and where additional
critical points may appear and impact solution's stability in the 6DLM. Due
to increasing difficulties in obtaining the analytical solutions of the
critical points for the 6DLM, it becomes more challenging to perform an
analysis near the critical points. In addition to the analysis for examining
the competing impact between the additional dissipative and heating terms,
the dependence of solution's stability on the timescale (i.e., duration) of
the “forcing” terms deserves additional attention. Results obtained in this
study indicate eLE dependence on the number of modes (i.e., different
resolutions) and resolved processes (i.e., dissipative terms or heating
term). To improve our confidence in the model's long-term climate projections
using high-resolution global weather or climate models
(<xref ref-type="bibr" rid="bib1.bibx38 bib1.bibx39 bib1.bibx40" id="altparen.26"/>), it is important to understand whether and
how the long-term stability (eLE) in the global models may be influenced by
the change in a model's grid spacing as well as the resolved “forcing”
associated with different physics parameterizations. Achieving this goal
requires the extension or revision of the TS method for eLE calculations in
the global models. Among a variety of numerical methods that are for the
calculations of LEs, the TS method does not require the variational equation,
which is often difficult to obtain as a result of complicated nonlinearity in
physics parameterizations and/or other model components. Therefore, the TS
method, which has been tested with revised 3DLMs that contain complicated
nonlinear terms to parameterize the impact of negative nonlinear feedback
(e.g., <xref ref-type="bibr" rid="bib1.bibx37" id="altparen.27"/>), will be implemented in our global model to examine
the impact of the model's changes (e.g., grid spacing) on the solution's
stability.</p><?xmltex \hack{\clearpage}?>
</sec>

      
      </body>
    <back><app-group>

<app id="App1.Ch1.S1">
  <title>Fractal dimension of the 6DLM</title>
      <p>Various methods are available for calculating fractal dimensions. There are
several mathematical definitions of different types of fractal dimension
(<xref ref-type="bibr" rid="bib1.bibx14 bib1.bibx27 bib1.bibx33 bib1.bibx47" id="altparen.28"/>). In this study, we
only discuss the method for calculating the so-called Kaplan–Yorke dimension
(<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>), which requires the calculation of Lyapunov exponents (LEs)
and thus can be used for the verification of LE calculation. The
Kaplan–Yorke dimension is defined as follows
(<xref ref-type="bibr" rid="bib1.bibx18 bib1.bibx27" id="altparen.29"/>):

              <disp-formula id="App1.Ch1.E1" content-type="numbered"><mml:math display="block"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mi>K</mml:mi><mml:mo>+</mml:mo><mml:mstyle displaystyle="true"><mml:mfrac style="display"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>K</mml:mi></mml:msubsup><mml:msub><mml:mtext>LE</mml:mtext><mml:mi>i</mml:mi></mml:msub></mml:mrow><mml:mrow><mml:mo>|</mml:mo><mml:msub><mml:mtext>LE</mml:mtext><mml:mrow><mml:mi>K</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow></mml:msub><mml:mo>|</mml:mo></mml:mrow></mml:mfrac></mml:mstyle><mml:mo>,</mml:mo></mml:mrow></mml:math></disp-formula>

        where <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>LE</mml:mtext><mml:mi>i</mml:mi></mml:msub></mml:mrow></mml:math></inline-formula> is the <inline-formula><mml:math display="inline"><mml:mi>i</mml:mi></mml:math></inline-formula>th Lyapunov exponent, and <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>K</mml:mi><mml:mo>(</mml:mo><mml:mo>≤</mml:mo><mml:mi>n</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula> is the
largest integer for which <inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>K</mml:mi></mml:msubsup><mml:msub><mml:mtext>LE</mml:mtext><mml:mi>i</mml:mi></mml:msub><mml:mo>≥</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>.
<inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> as <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mtext>LE</mml:mtext><mml:mn mathvariant="normal">1</mml:mn></mml:msub><mml:mo>&lt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula> and <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mi>n</mml:mi></mml:mrow></mml:math></inline-formula> as
<inline-formula><mml:math display="inline"><mml:mrow><mml:msubsup><mml:mo>∑</mml:mo><mml:mrow><mml:mi>i</mml:mi><mml:mo>=</mml:mo><mml:mn mathvariant="normal">1</mml:mn></mml:mrow><mml:mi>n</mml:mi></mml:msubsup><mml:msub><mml:mtext>LE</mml:mtext><mml:mi>i</mml:mi></mml:msub><mml:mo>&gt;</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:math></inline-formula>. In this study, “n” ensemble-averaged
Lyapunov exponents (eLEs), which are produced using the GSR method (e.g.,
Shen14), are used to estimate the corresponding <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub></mml:mrow></mml:math></inline-formula>. The
summation of all eLEs is provided in Fig. A1a, where <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>13.667, <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>30.667,
and <inline-formula><mml:math display="inline"><mml:mo>-</mml:mo></mml:math></inline-formula>94 are the values for the 3DLM, 5DLM and 6DLM, respectively, and are
consistent with the stability analysis. For example, in the 6DLM, the
summation of all eLEs should be equal to <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mo>(</mml:mo><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:mn mathvariant="normal">1</mml:mn><mml:mo>+</mml:mo><mml:mi>b</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mi mathvariant="italic">σ</mml:mi><mml:mo>+</mml:mo><mml:msub><mml:mi>d</mml:mi><mml:mi mathvariant="normal">o</mml:mi></mml:msub><mml:mo>+</mml:mo><mml:mn mathvariant="normal">4</mml:mn><mml:mi>b</mml:mi><mml:mo>)</mml:mo></mml:mrow></mml:math></inline-formula>. The three leading eLEs for the 3DLM, 5DLM and
6DLM are provided in Fig. A1b. The corresponding fractal dimension obtained
using the eLEs is provided in Fig. A2. For <inline-formula><mml:math display="inline"><mml:mrow><mml:mi>r</mml:mi><mml:mo>=</mml:mo><mml:mn>28</mml:mn></mml:mrow></mml:math></inline-formula>, the leading eLEs of the
3DLM are (<inline-formula><mml:math display="inline"><mml:mrow><mml:mn>0.892743</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">0</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>0.701148</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>-</mml:mo><mml:mn mathvariant="normal">3</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>, <inline-formula><mml:math display="inline"><mml:mrow><mml:mo>-</mml:mo><mml:mn>0.145587</mml:mn><mml:mo>×</mml:mo><mml:msup><mml:mn>10</mml:mn><mml:mrow><mml:mo>+</mml:mo><mml:mn mathvariant="normal">2</mml:mn></mml:mrow></mml:msup></mml:mrow></mml:math></inline-formula>), which results in <inline-formula><mml:math display="inline"><mml:mrow><mml:msub><mml:mi>D</mml:mi><mml:mtext>ky</mml:mtext></mml:msub><mml:mo>=</mml:mo><mml:mn>2.06127208</mml:mn></mml:mrow></mml:math></inline-formula>. The value is
very close to the value of 2.063 documented in Nese et al. (1987, p. 1957)
and the value of 2.062 reported by Sprott
(<uri>http://sprott.physics.wisc.edu/chaos/lorenzle.htm</uri>). Here, the reader
should note that the second eLE is very small but not exactly equal to zero,
indicating the impact of the 10 000 different initial conditions and/or the
“finite” integration time (<inline-formula><mml:math display="inline"><mml:mrow><mml:mi>T</mml:mi><mml:mo>=</mml:mo><mml:mn>1000</mml:mn></mml:mrow></mml:math></inline-formula>) in this study.</p>

      <?xmltex \floatpos{p}?><fig id="App1.Ch1.F1"><caption><p>The summation of all ensemble-averaged Lyapunov exponents (eLEs) in
the LMs (a) and three leading ensemble-averaged Lyapunov exponents (eLEs) as
a function of the normalized Rayleigh number (<inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>) <bold>(b)</bold>. The pink,
black, and blue lines indicate the eLEs for the 3-D, 5-D and 6-D LMs,
respectively. The solid, dotted, and dashed lines display the first, second
and third eLEs, respectively. In <bold>(a)</bold>, the pink, black, and blue
lines are shifted with a constant value of 13.667, <inline-formula><mml:math display="inline"><mml:mrow><mml:mn>30.667</mml:mn><mml:mo>+</mml:mo><mml:mn>0.02</mml:mn></mml:mrow></mml:math></inline-formula> and
<inline-formula><mml:math display="inline"><mml:mrow><mml:mn>94.0</mml:mn><mml:mo>+</mml:mo><mml:mn>0.04</mml:mn></mml:mrow></mml:math></inline-formula>, respectively. To save computational resources, the eLEs of the
5-D and 6-D LMs are calculated over a shorter range of values for <inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula> (i.e.,
<inline-formula><mml:math display="inline"><mml:mrow><mml:mn>35</mml:mn><mml:mo>&lt;</mml:mo><mml:mi>r</mml:mi><mml:mo>&lt;</mml:mo><mml:mn>50</mml:mn></mml:mrow></mml:math></inline-formula>).</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f08.pdf"/>

      </fig>

      <?xmltex \floatpos{p}?><fig id="App1.Ch1.F2"><caption><p>The Kaplan–Yorke fractal dimension of the 3-D, 5-D, and 6-D LMs as
a function of the normalized Rayleigh number (<inline-formula><mml:math display="inline"><mml:mi>r</mml:mi></mml:math></inline-formula>).</p></caption>
        <?xmltex \igopts{width=236.157874pt}?><graphic xlink:href="https://npg.copernicus.org/articles/22/749/2015/npg-22-749-2015-f09.pdf"/>

      </fig>

<?xmltex \hack{\clearpage}?><supplementary-material position="anchor"><p><bold>The Supplement related to this article is available online at <inline-supplementary-material xlink:href="http://dx.doi.org/10.5194/npg-22-749-2015-supplement" xlink:title="pdf">doi:10.5194/npg-22-749-2015-supplement</inline-supplementary-material>.</bold></p></supplementary-material>
</app>
  </app-group><ack><title>Acknowledgements</title><p>We thank V. Lucarini, one anonymous reviewer, S. Vannitsem (Editor),
Y.-L. Lin, R. Anthes, X. Zeng, and R. Pielke Sr. for valuable comments and
encouragement. We are grateful for support from the NASA Advanced Information
System Technology (AIST) program of the Earth Science Technology Office
(ESTO) and from the NASA Computational Modeling Algorithms and
Cyberinfrastructure (CMAC) program. Resources supporting this work were
provided by the NASA High-End Computing (HEC) program through the NASA
Advanced Supercomputing division at Ames Research Center.<?xmltex \hack{\newline}?><?xmltex \hack{\newline}?>
Edited by: S. Vannitsem   <?xmltex \hack{\newline}?>
Reviewed by: V. Lucarini and one anonymous referee</p></ack><ref-list>
    <title>References</title>

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impact of an additional heating term</article-title-html>
<abstract-html><h6 xmlns="http://www.w3.org/1999/xhtml" xmlns:m="http://www.w3.org/1998/Math/MathML" xmlns:svg="http://www.w3.org/2000/svg">Abstract. </h6><p xmlns="http://www.w3.org/1999/xhtml" xmlns:m="http://www.w3.org/1998/Math/MathML" xmlns:svg="http://www.w3.org/2000/svg" class="p">In this study, a six-dimensional Lorenz model (6DLM) is derived, based on a
recent study using a five-dimensional (5-D) Lorenz model (LM), in order to
examine the impact of an additional mode and its accompanying heating term on
solution stability. The new mode added to improve the representation of the
streamfunction is referred to as a secondary streamfunction mode, while the
two additional modes, which appear in both the 6DLM and 5DLM but not in the
original LM, are referred to as secondary temperature modes. Two energy
conservation relationships of the 6DLM are first derived in the
dissipationless limit. The impact of three additional modes on solution
stability is examined by comparing numerical solutions and ensemble Lyapunov
exponents of the 6DLM and 5DLM as well as the original LM. For the onset of
chaos, the critical value of the normalized Rayleigh number (<m:math display="inline"><m:mrow><m:mi mathvariant="italic">r</m:mi><m:msub level="3"><m:mi/><m:mi mathvariant="normal">c</m:mi></m:msub></m:mrow></m:math>)
is determined to be 41.1. The critical value is larger than that in the 3DLM
(<m:math display="inline"><m:mrow><m:mi mathvariant="italic">r</m:mi><m:msub level="3"><m:mi/><m:mi mathvariant="normal">c</m:mi></m:msub></m:mrow></m:math> <m:math display="inline"><m:mo>∼</m:mo></m:math> 24.74), but slightly smaller than the one in the
5DLM (<m:math display="inline"><m:mrow><m:mi mathvariant="italic">r</m:mi><m:msub level="3"><m:mi/><m:mi mathvariant="normal">c</m:mi></m:msub></m:mrow></m:math> <m:math display="inline"><m:mo>∼</m:mo></m:math> 42.9). A stability analysis and numerical
experiments obtained using generalized LMs, with or without simplifications,
suggest the following: (1) negative nonlinear feedback in association with
the secondary temperature modes, as first identified using the 5DLM, plays a
dominant role in providing feedback for improving the solution's stability of
the 6DLM, (2) the additional heating term in association with the secondary
streamfunction mode may destabilize the solution, and (3) overall feedback
due to the secondary streamfunction mode is much smaller than the feedback
due to the secondary temperature modes; therefore, the critical Rayleigh
number of the 6DLM is comparable to that of the 5DLM. The 5DLM and 6DLM
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tornado.” The implications of this and previous work, as well as future
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